Cat-29 · US Banking & Consumer Regulation · 6 Tools

US Banking & Consumer Regulation Hub

Six browser-based tools for US bank compliance officers, consumer lenders, and fintech teams: UDAAP risk scoring against CFPB's three-prong framework, Reg E error resolution workflow generation with timeline and provisional credit calculations, Durbin Amendment interchange cap analysis, HMDA reportability determination under Regulation C, BSA/SAR filing adequacy evaluation, and SR 11-7 model risk management gap assessment. CFPB · FinCEN · Federal Reserve · OCC · Dodd-Frank. Client-side. Zero PII.

CFPB · Dodd-Frank FinCEN · BSA Fed SR 11-7 · OCC Zero PII Export
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Supersession notice (added 2026-07-27): On 17 April 2026 the Federal Reserve issued SR 26-2, Revised Guidance on Model Risk Management, which supersedes and replaces SR 11-7. Any reference to SR 11-7 on this page describes the framework as it stood before that date.
Tool Library

6 US Banking & Consumer Regulation Tools

Follow the compliance workflow below, or jump directly to the tool you need. All tools run in your browser: no account, no data transmission.

1
Consumer Protection
UDAAP Risk
2
EFT Disputes
Reg E Workflow
3
Interchange
Durbin Analysis
4
Fair Lending
HMDA / BSA
5
Model Risk
SR 11-7 Gap
Group 1 · Consumer Protection & Payments Compliance (T441, T442, T443)
T441
AssessorExport

UDAAP Risk Assessor

Score products and practices against the CFPB's UDAAP framework (Unfair, Deceptive, Abusive Acts or Practices) under Dodd-Frank §1031. Weighted scoring across three dimensions: unfairness, deception, and abusiveness: with risk flags, recommended controls, and priority remediation actions. Dodd-Frank §1031 · CFPB Exam Procedures 2022 · CFPB Abusiveness Policy Statement 2023.

CFPB · Dodd-Frank §1031 Unfair · Deceptive · Abusive Risk Scoring
Open Tool
T442
WorkflowExport

Reg E Dispute Workflow Builder

Generate a compliant Reg E error resolution workflow per 12 CFR Part 1005.11. Calculates investigation timelines (10-day standard / 45-day extended / 90-day new-account extension), provisional credit obligations, consumer liability tiers ($50/$500/unlimited), and all required consumer notices. EFTA · Reg E §1005.11 · CFPB Prepaid Rule.

Reg E · EFTA 12 CFR 1005.11 Provisional Credit
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T443
CalculatorExport

Durbin Amendment Interchange Analyzer

Determine debit card interchange caps under Regulation II (12 CFR Part 235). Checks $10B asset threshold coverage, calculates the $0.21 + 0.05% base cap with $0.01 fraud adjustment, tests dual-network routing compliance (two unaffiliated networks required), and models merchant savings at 1k/5k/10k transaction volumes. Durbin Amendment · Reg II · EFTA §1693o-2.

Reg II · Durbin $10B Threshold Fed Reserve
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Group 2 · Reporting, AML & Model Risk Governance (T444, T445, T451)
T444
Reg CheckExport

HMDA Reportability Checker

Determine HMDA reportability under Regulation C (12 CFR Part 1003). Runs both institutional coverage tests (depository $56M asset threshold / nondepository origination volume) and transaction coverage tests, maps all Action Taken codes (1–8), and generates a required LAR data fields checklist. HMDA · Reg C · CFPB 2018 HMDA Rule.

HMDA · Reg C $56M Threshold LAR Fields
Open Tool
T445
CheckerExport

BSA/SAR Filing Adequacy Checker

Evaluate SAR filing obligation, timeliness, and narrative adequacy per 31 CFR Part 1020. Determines mandatory vs. voluntary filing thresholds by institution type ($2k–$25k), calculates 30/60-day deadlines from detection date, scores narrative completeness on the 5 Ws + How framework, and flags tipping-off risk under 31 U.S.C. §5318(g)(2). BSA · FinCEN · Anti-structuring.

BSA · FinCEN 31 CFR 1020 SAR Narrative
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T451
Gap AssessorExport

SR 11-7 Model Risk Management Gap Assessor

Score your MRM framework across 25 questions in 4 domains: Development (30%), Validation (35%), Governance (25%), Inventory (10%): against Federal Reserve SR 11-7 and OCC 2011-12. Five maturity bands (Initial → Optimizing), priority gap list with SR 11-7 section references, and examiner focus areas warning. Fed SR 11-7 · OCC 2011-12 · CCAR SR 15-18.

Fed SR 11-7 OCC 2011-12 Maturity Bands
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v1.0 · Jun 2026 · 6 Tools · Cat-29 · US Banking & Consumer Regulation

Quick Start

Get Started in 3 Steps

  1. 1

    Assess consumer product risk

    Run T441 to score any product or practice against CFPB's UDAAP three-prong test. Use T442 to generate a compliant Reg E error resolution workflow for EFT disputes, with all deadlines and provisional credit calculations. Check debit interchange compliance with T443.

  2. 2

    Confirm reporting obligations

    Use T444 to determine if your institution must report a mortgage transaction under Reg C: both institutional coverage and transaction-level tests. Run T445 to verify SAR filing thresholds, calculate deadlines from detection, and score narrative adequacy before submission to FinCEN.

  3. 3

    Evaluate model risk governance

    Use T451 to benchmark your MRM program against Fed SR 11-7 / OCC 2011-12 across 25 questions in four domains. Identify examiner focus areas before the next safety and soundness review.

Audience

Who Uses These Tools

Bank Compliance Officers

Use T441 to run structured UDAAP risk reviews on new products before launch. Use T444 to verify HMDA reporting scope when onboarding new mortgage product lines. Use T445 to evaluate SAR narrative quality ahead of FinCEN submission.

Consumer Lending Teams

Use T442 to generate defensible Reg E dispute resolution workflows with exact timeline and provisional credit obligations. Use T441 to proactively identify Abusiveness Policy Statement 2023 exposures before CFPB exam.

Payments & Card Operations

Use T443 to model the full impact of Durbin interchange caps including fraud adjustment and dual-network routing compliance. Ideal for card program managers at institutions approaching the $10B asset threshold.

Model Risk & Internal Audit

Use T451 to perform a self-assessment of your Model Risk Management framework against SR 11-7 / OCC 2011-12 / CCAR SR 15-18. Prioritize remediation before the next Federal Reserve or OCC examination cycle.

Regulatory Coverage

Key Regulatory Frameworks

Tools in this hub are mapped to obligations under the following frameworks. Verify current applicability with qualified legal counsel.

CFPB UDAAP · Dodd-Frank §1031

T441 implements the three-part UDAAP test per CFPB Exam Procedures 2022 and the CFPB Abusiveness Policy Statement 2023. Weighted scoring outputs priority remediation actions.

Reg E · EFTA · 12 CFR 1005

T442 applies §1005.11 error resolution timelines and provisional credit thresholds. Covers standard (10-day), extended (45-day), and new-account (90-day) investigations, plus the CFPB Prepaid Rule.

Durbin · Reg II · 12 CFR 235

T443 implements the Fed's $0.21 + 0.05% interchange cap and $0.01 fraud adjustment, $10B asset threshold test, and dual-network routing requirement per EFTA §1693o-2.

HMDA · Reg C · 12 CFR 1003

T444 runs both institutional coverage tests (2018 HMDA Rule thresholds) and all transaction coverage tests, mapping Action Taken codes 1–8 and required LAR fields.

BSA · FinCEN · 31 CFR 1020

T445 applies FinCEN filing thresholds by institution type ($2k–$25k), calculates 30-day initial and 60-day extended filing deadlines, and scores narrative completeness against FinCEN's 5 Ws + How standard.

Fed SR 11-7 · OCC 2011-12

T451 implements the Federal Reserve's SR 11-7 and OCC Bulletin 2011-12 Model Risk Management guidance across Development, Validation, Governance, and Inventory domains. Cross-references CCAR SR 15-18.

Automated

Run These as Guided Chains

The tools above also compose into OpenChainGraph chains that walk the same steps in one guided session and export an audit trail.

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