OpenChainGraph Suite · CONTRACT A3 · arch #5

EU AI Act for Financial Services Chain

Classify agentic AI and GPAI risk tier and map EU AI Act Article 6 risk class → run high-risk fit and classification diagnostic → build conformity pack, Article 9 risk management system, and credit-scoring conformity pack → build FRIA and post-market monitoring plan and assess SR 11-7 model risk management gaps → aggregate agent-action audit trail for EU AI Act Article 12 / DORA. End-to-end EU AI Act Article 5–66 compliance journey for financial services.

OpenChainGraph · 9 Steps compliance mandate Hash-Anchored §4 chain_depth:5 Client-Side · Zero PII
Chain Topology — Agentic AI Risk Classifier → EU AI Act Risk-Class Mapper → High-Risk Fit Diagnostic → Conformity Pack Builder → Article 9 Risk Mgmt Builder → Credit-Scoring Conformity Pack → FRIA & Post-Market Monitoring → SR 11-7 MRM Gap Assessor → Agent-Action Audit-Trail Aggregator
§4 Execution Hash · Chain Definition Anchor
execution_hash:computing…
Chain Stages · 9 Steps · 5 Stages
1 ROOT · D0 node
Agentic AI Risk & GPAI Governance Classifier art-67-agentic-ai-risk-classifier
risk_tier,gpai_obligations,prohibited_flag,transparency_duties feed Stage 2 high-risk fit
MCP Call · classify_agentic_ai_risk
{
  "jsonrpc": "2.0",
  "method": "tools/call",
  "params": {
    "name": "classify_agentic_ai_risk",
    "arguments": {}
  },
  "id": 1
}
2 ROOT · D0 catalog
EU AI Act Article 6 Risk-Class Mapper 327-eu-ai-act-risk-class-mapper
risk_class,annex_iii_applicable,high_risk_criteria,registration_threshold feed Stage 2 high-risk fit
Tool · no MCP name registered
This step is a catalog tool — use the linked page directly.
3 D1 node
EU AI Act High-Risk Fit Diagnostic art-64-ai-act-highrisk-fit-diagnostic
high_risk_confirmed,gap_list,registration_required,obligations_triggered feed Stage 3 conformity
MCP Call · run_ai_act_highrisk_fit
{
  "jsonrpc": "2.0",
  "method": "tools/call",
  "params": {
    "name": "run_ai_act_highrisk_fit",
    "arguments": {}
  },
  "id": 1
}
4 D2 node
AI Act Conformity Pack Builder art-65-ai-conformity-pack-builder
conformity_pack_json,qms_requirements,technical_doc_checklist feed Stage 3 risk mgmt
MCP Call · build_ai_conformity_pack
{
  "jsonrpc": "2.0",
  "method": "tools/call",
  "params": {
    "name": "build_ai_conformity_pack",
    "arguments": {}
  },
  "id": 1
}
5 D2 catalog
EU AI Act Article 9 Risk Management Builder 333-eu-ai-act-article9-risk-mgmt-builder
risk_mgmt_plan,residual_risk_score,monitoring_frequency feed Stage 3 credit conformity
Tool · no MCP name registered
This step is a catalog tool — use the linked page directly.
6 D2 node
EU AI Act Credit-Scoring Conformity Pack art-05-eu-ai-act-credit-scoring-conformity
credit_scoring_conformity_pass,bias_mitigation_required,model_card_needed feed Stage 4 FRIA
MCP Call · assess_ai_act_conformity
{
  "jsonrpc": "2.0",
  "method": "tools/call",
  "params": {
    "name": "assess_ai_act_conformity",
    "arguments": {}
  },
  "id": 1
}
7 D3 node
FRIA & Post-Market Monitoring Plan Builder art-66-fria-postmarket-monitoring-builder
fria_required,monitoring_cadence,incident_criteria,sentinel_events feed Stage 4 MRM gap
MCP Call · build_fria_monitoring_plan
{
  "jsonrpc": "2.0",
  "method": "tools/call",
  "params": {
    "name": "build_fria_monitoring_plan",
    "arguments": {}
  },
  "id": 1
}
8 D3 catalog
SR 11-7 Model Risk Management Gap Assessor 451-sr11-7-model-risk-management-gap-assessor
mrm_gap_score,validation_independence_flag,remediation_priority feed Stage 5 audit trail
Tool · no MCP name registered
This step is a catalog tool — use the linked page directly.
9 TERMINAL node
Agent-Action Audit-Trail Aggregator cry-05-agent-action-audit-trail-aggregator
session_receipt_root,audit_hash -- Exports EU AI Act financial services compliance mandate -- final stage
MCP Call · aggregate_execution_receipts
{
  "jsonrpc": "2.0",
  "method": "tools/call",
  "params": {
    "name": "aggregate_execution_receipts",
    "arguments": {}
  },
  "id": 1
}
Export Artifacts
Download the §4 chain definition artifact (hash-anchored composite JSON) or the §13.11 W3C Verifiable Credentials view. Both derive from the chain definition — no new hash is minted. Available after hash computation.