OpenChainGraph Suite · wave 85 · compliance_mandate

SLATE Reporting Readiness

Note (dated 2026-08-04): a chain composes independent computations performed in an analytical order. No step's output is carried into the next step by the execution model; each step computes from its own declared inputs. This is true of every chain on this site, including chains whose per-step copy below reads as a data handoff.

Field-level structural validation of a covered-securities-loan report record against the FINRA Rule 6500-series field spec (loan terms, rate, collateral type, counterparty) (art-544) → scores the caller’s declared reporting pipeline against the FINRA Rule 6540 obligation checklist across five dimensions: reporting-agent registration, same-day capture, field-spec mapping, unique loan-identifier scheme, and recordkeeping retention; returns A–F grade and gap list (art-545). Validate-never-transmit throughout: neither node calls fetch, calls an RNSA, or simulates submission. Zero network, zero PII.

OpenChainGraph · 2 Steps compliance mandate SEC 10c-1a / FINRA Rule 6540 Validate-Never-Transmit W3C VC §13.11 Hash-Anchored §4 chain_depth:2 · Zero PII
Chain Topology: SLATE Reporting Readiness (art-544→545)
art-544 Report Field Validator art-545 Readiness Diagnostic ⊥
§4 Execution Hash · Chain Definition Anchor
execution_hash:computing…
Chain Stages · 2 Steps
1ROOTnode
SLATE Securities-Loan Report Field Validator art-544
Field-level structural validation feeds the readiness diagnostic
MCP Call · validate_slate_report_fields
{
  "jsonrpc": "2.0",
  "method": "tools/call",
  "params": {
    "name": "validate_slate_report_fields",
    "arguments": {
      "reports": [
        {
          "loan_id": "LOAN-OPAQUE-2027-0001",
          "effective_date": "2027-01-15",
          "rate_type": "REBATE",
          "rate": 0.015,
          "collateral_type": "CASH",
          "counterparty_id": "CPTY-OPAQUE-042",
          "security_identifier": "US0000000000",
          "quantity": 10000,
          "loan_type": "NEW"
        }
      ]
    }
  },
  "id": 1
}
https://mcp.ainumbers.co/mcp
↓
2TERMINAL · D1node
SLATE Reporting Readiness Diagnostic art-545
Scores declared reporting-pipeline readiness against the Rule 6540 obligation checklist (final stage)
MCP Call · run_slate_reporting_fit
{
  "jsonrpc": "2.0",
  "method": "tools/call",
  "params": {
    "name": "run_slate_reporting_fit",
    "arguments": {
      "reporting_agent_registered": true,
      "same_day_capture_configured": true,
      "field_spec_mapping_complete": true,
      "unique_loan_identifier_scheme": true,
      "recordkeeping_retention_configured": true
    }
  },
  "id": 2
}
https://mcp.ainumbers.co/mcp
Export Artifacts
Download the §4 chain definition artifact or the §13.11 W3C VC view. art-544 exports Policy Mandate JSON; art-545 additionally exports a PDF attestation and W3C VC.

Ask your agent

Copy this paragraph into Claude, OpenClaw, or any MCP-aware agent to run this whole workflow on the server and check one field that answers a real question.

Question: We file SLATE reports this quarter. Which readiness dimension, if it slipped, would turn the diagnostic red?
Run the AINumbers MCP tool `run_chain` with {"chain":"slate-reporting-readiness"} and read `art-545-slate-readiness-diagnostic.ready`.
Re-run with `inputs` for `art-545-slate-readiness-diagnostic`, reusing the values that result echoed, with `recordkeeping_retention_configured` changed so recordkeeping_retention_configured set to false, the other four dimensions stay true. Compare the same field.
Verify: call `verify_execution_hash` (https://mcp.ainumbers.co/mcp) with `claimed_hash` set to `composite_execution_hash` and the full `composite_artifact`.
Ledger, for a human re-check: https://ledger.ainumbers.co/
PII rule: send synthetic or anonymised inputs only. The MCP server runs these kernels and logs no payloads.
Chain page: https://ainumbers.co/chaingraph/chains/slate-reporting-readiness.html